Based on Five Levels of Influence for Health Related Behaviors and Conditions
As you are planning or describing your program, referring to individual, interpersonal, or community-level (McLeroy and colleagues, 1988) theories that relate to health behavior change is sometimes useful. For example, these theories might be used in the “Causal Assumptions/ Theory of Change” column in your logic model or to help you identify potential points of intervention.
Theory/Model |
Summary |
Key Concept |
Intrapersonal/Individual |
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Health Belief Model (HBM) |
For people to adopt recommended physical activity behaviors, their perceived threat of disease (and its severity) and benefits of action must outweigh their perceived barriers to action. |
· Perceived susceptibility· Perceived severity· Perceived benefits of action· Perceived barriers to action· Cues to action· Self-efficacy |
Stages of change(TranstheoreticalModel) |
In adopting healthy behaviors (e.g., regular physical activity) or eliminating unhealthy ones (e.g., watching television), people progress through five levels related to their readiness to change—pre contemplation, contemplation, preparation, action, and maintenance. At each stage, different intervention strategies will help people progress to the next stage. |
· Pre-contemplation· Contemplation· Preparation· Action· Maintenance |
Relapse prevention model (RP)/ Marlatt’ s Cognitive-Behavioral Model |
Marlatt and Gordon’s (1985) RP model is based on social-cognitive psychology and incorporates both a conceptual model of relapse and a set of cognitive and behavioral strategies to prevent or limit relapse episodes.Persons who are beginning regular physical activity programs might be aided by interventions that help them anticipate barriers or factors that can contribute to relapse. |
· Skills training· Cognitive reframing· Lifestyle rebalancing |
Information-ProcessingModel/ Lefrancois Theory |
The impact of persuasive communication,which can be part of a social marketingcampaign to increase physical activity, ismediated by three phases of messageprocessing—attention to the message,comprehension of the content, andacceptance of the content. |
Exposure; AttentionLiking/interest;Comprehension; Skillacquisition; YieldingMemory storageInformation search andRetrieval; Decision;Behavior; Reinforcement;Post-behaviorconsolidation. |
The Precaution Adoption Process Model (PAPM) |
The PAPM attempts to explain how a person comes to decisions to take action and how he or she translates that decision into action. Adoption of a new precaution or cessation of a risky behavior requires deliberate steps unlikely to occur outside of conscious awareness. The PAPM applies to these types of actions, not to the gradual development of habitual patterns of behavior, such as exercise and diet, in which health considerations may play little role (though it would apply to the initiation of a new exercise program or a new diet). Nor does the PAPM explain the commencement of risky behaviors—such as a teenager accepting her first cigarette–which seem to be better explained in terms of a “willingness” to act rather than in terms of any plan to act (Gibbons, Gerard, Blanton, & Russell, 1998). |
· Unaware of issue· Unengaged of issue· Undecided about acting· Decided not to act· Decided to act· Acting· Maintenance |
Interpersonal Level |
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Social learning/ socialcognitive theory |
Health behavioral change is the result ofreciprocal relationships among theenvironment, personal factors, andattributes of the behavior itself. Self-efficacyis one of the most important characteristicsthat determine behavioral change. |
· Self-efficacy· Reciprocal determinism· Behavioral capability· Outcome expectations· Observational learning |
Theory ofReasoned Action (TRA) |
For behaviors that are within a person’scontrol, behavioral intentions predict actual behavior. Intentions are determined by two factors—attitude toward the behavior and beliefs regarding others people’s support of the behavior. |
Attitude toward thebehavior• Outcome expectations• Value of outcomeexpectationsSubjective norms• Beliefs of others• Desire to comply withothers |
Theory of PlannedBehavior (TPB) |
People’s perceived control over theopportunities, resources, and skills neededto perform a behavior affect behavioralintentions, as do the two factors in thetheory of reasoned action. |
Attitude toward thebehavior• Outcome expectations• Value of outcomeexpectationsSubjective norms• Beliefs of others• Desire to comply withothersPerceived behavioralcontrol |
Social Support |
Often incorporated into health promotioninterventions, social support can beinstrumental, informational, emotional, orappraising (providing feedback andreinforcement of new behavior) |
· Instrumental support· Informational support· Emotional support· Appraisal support |
Community Level |
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Communityorganization model |
Public health workers help communitiesidentify health and social problems, andthey plan and implement strategies toaddress these problems. Active communityparticipation is essential. |
· Social planning· Locality development· Social action |
Ecological approaches |
Effective interventions must influencemultiple levels because health is shaped bymany environmental subsystems, includingfamily, community, workplace, beliefs andtraditions, economics, and the physical andsocial environments. |
Multiple levels ofinfluence• Intrapersonal• Interpersonal• Institutional• Community• Public policy |
Organizational changetheory |
Certain processes and strategies mightincrease the chances that healthy policiesand programs will be adopted andmaintained in formal organizations. |
Definition of problem(awareness stage)Initiation of action(adoption stage)Implementation of changeInstitutionalization ofchange |
Diffusion of innovationstheory |
People, organizations, or societies adoptnew ideas, products, or behaviors atdifferent rates, and the rate of adoption isaffected by some predictable factors. |
· Relative advantage· Compatibility· Complexity· Trialability· Observability |
